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REVIEWED & ADOPTED 2/4/2019 Gainsborough Town Council

MEMBERS’ CODE OF CONDUCT FOR ELECTED AND CO-OPTED MEMBERS OF GAINSBOROUGH TOWN COUNCIL

Part 1: The Principles
As a member or co-opted member of Gainsborough Town Council, you have a responsibility to represent the
community and work constructively with your fellow members, our staff and partner organisations to secure
better social, economic and environmental outcomes for all.
When acting in this capacity you must have regard to the following principles in carrying out your duties, in
accordance with the requirements of the Localism Act 2011 (The Act): –

  1. Selflessness
  2. Integrity
  3. Objectivity
  4. Accountability
  5. Openness
  6. Honesty
  7. Leadership
    More specifically that means observing the following rules of behavior to maintain public confidence in this Authority:
    Principle 1 – Selflessness
    You must act solely in the public interest and should never improperly confer an advantage or disadvantage on
    any person or act to gain financial or other material benefits for yourself, your family, a friend or close
    associate.
    Principle 2 – Integrity
    You must not place yourself under a financial or other obligation to outside individuals or organisations that might
    seek to influence you in the performance of your official duties.
    Principle 3 – Objectivity
    When carrying out your public duties / business, including making public appointments, awarding contracts, or
    recommending individuals for rewards and benefits, you must make all choices, on merit.
    Principle 4 – Accountability
    You are accountable for your decisions to the public and you must co-operate fully with whatever scrutiny is
    appropriate to your office.
    Principles 5 and 6 – Openness and Honesty
    You must be as open as possible in respect of all your decisions and actions and the decisions and
    actions of your authority and should be prepared to give reasons for those decisions and actions. You should
    only restrict information when the wider public interest clearly demands it (see general obligation 4 also).
    You must declare any private interests, both pecuniary and non-pecuniary, that relate to your public duties
    and must take steps to resolve any conflicts arising in a way that protects the public interest, including
    registering and declaring interests in a manner conforming with the procedures set out in Part 3 of this Code.
    Principle 7 – Leadership
    You must promote and support the above principles by leadership and example.
    In addition, Gainsborough Town Council’s Code also includes local provision relating to
  8. Respect Bullying and Harassment
  9. Confidential Information
  10. Use of Resources
    The requirements relating to these aspects are set out in more detail in Part 2 of this Code under General
    Obligations.
    These principles articulate the fundamental values of public service that underpin the conduct of members.
    The following provisions of the Code of Conduct for members are derived from those principles and provide
    a set of enforceable minimum standards for the conduct that is expected of members and co-opted
    members of the authority when they are acting in that capacity.
    Examples, but not an exhaustive list, of how Elected Members will display behaviour in accordance with these
    principles is set out in Appendix A to the Code.
    Part 2: General Provisions
  11. Introduction and Interpretation
    (1) This Code applies to you as a member of an authority.
    (2) You should read this Code together with the general principles set out above.
    (3) It is your responsibility to comply with the provisions of this Code.
    (4) In this Code “meeting” means any meeting of –
    (a) your authority;
    (b) Any of your authority’s or its committees, sub-committees, joint committees, subcommittees, or
    area committees; “member” includes a co-opted member.
  12. Scope
    (1) You must comply with this Code whenever you –
    (a) conduct the business of your authority (which, in this Code, includes the business of the
    office to which you are elected or appointed);
    (b) act, or claim to act or give the impression you are acting as a representative of your
    authority, and references to your official capacity are construed accordingly.
    (2) Where you act as a representative of your authority: –
    (a) on another relevant authority, you must, when acting for that other authority, comply with that
    other authority’s code of conduct; or
    (b) on any other body, you must, when acting for that other body, comply with your authority’s
    code of conduct, except and insofar as it conflicts with any other lawful obligations to which
    that other body may be subject.
    (3) Members should note that the Act creates specific criminal offences in relation to disclosable
    pecuniary interests (disclosable pecuniary interests are contained in Appendix B together with the
    offences)
  13. General Obligations
    Respect, Bullying and Harassment
    Disrespect, Bullying and Harassment can be emotive and subjective issues.
    Employment Law is clear that it is the feelings of the recipient that define bullying and disrespect so can vary from
    individual to individual.
    Members need to be mindful that such behaviour can manifest itself in a number of guises, including through the
    use of electronic communications, social media and in the absence of a person (for example if a person is spoken
    very badly about or to / present or absent, this can effect third parties and legitimately give rise for complaints)
    Councillors at all times must show respect to each other, staff and members of the public and engage with them
    in an appropriate manner and one that underpins the mutual respect that is essential for local government.
    Councillors may not always agree with the political views of their member colleagues but they will respect the right
    for those views to be held.
    (1) You must treat others with respect.
    (2) You must not –
    (a) do anything which may cause your authority to breach any of the equality enactments (as
    defined in section 33 of the Equality Act 2006);
    (b) bully any person;
    (c) intimidate or attempt to intimidate any person, including those who are or are likely to be –
    (i) a complainant,
    (ii) a witness, or
    (iii) involved in the administration of any investigation or proceedings, in relation to an
    allegation that a member (including yourself) has failed to comply with their authority’s
    code of conduct; or
    (d) do anything which compromises or is likely to compromise the impartiality of those who work
    for, or on behalf of, your authority.
    Note: Allegations made under this code relating to respect, bullying and harassment will be assessed
    within a threshold. This code is not designed to stifle proper robust political debate nor will solely
    malicious allegations be accepted.
  14. Confidential information
    The disclosure of confidential information can seriously undermine the position of your Authority. It can be
    detrimental to the Council’s reputation, and could result in legal action being taken against your authority. This is
    particularly important in relation to the procurement of contracts.
    Examples (but not an exhaustive list) of confidential information include: –
    • matters which have been discussed in closed /private session
    • reports which have been marked as exempt or restricted
    • staffing matters / salaries
    • code of conduct matters
    • matters relating to contracts under procurement
    Therefore, you must not, via any means, including through social media: –
    (1) disclose information given to you in confidence by anyone, or information acquired by you
    which you believe, or ought reasonably to be aware, is of a confidential nature, except where –
    (a) you have the consent of a person authorised to give it;
    (b) you are required by law to do so;
    (c) the disclosure is made to a third party for the purpose of obtaining professional advice
    provided that the third party agrees not to disclose the information to any other person;
    or
    (d) the disclosure is: –
    (i) reasonable and in the public interest; and
    (ii) made in good faith and in compliance with the reasonable requirements of the authority;
    or
    (2) prevent another person from gaining access to information to which that person is entitled by law.
    Guidance Note: Members considering making a public disclosure are advised to seek guidance from the
    Monitoring Officer / Clerk in the first instance
  15. Use of Resources
    You –
    (1) must not use or attempt to use your position as a member improperly to confer on or secure for
    yourself or any other person, an advantage or disadvantage; and
    (2) must, when using or authorising the use by others of the resources of your authority –
    (a) act in accordance with your authority’s reasonable requirements;
    (b) ensure that such resources are not used improperly for political purposes (including party
    political purposes); and
    (3) must have regard to any applicable Local Authority Code of Publicity made under the relevant
    legislation in existence at the time.
    (4) Act in accordance with your Authority’s Social Media Policy or equivalent.
    Part 3: Interests
  16. Notification of Interests
    (1) You must, within 28 days of the adoption of this Code or of taking office as a member or coopted member, notify the Monitoring Officer of any disclosable pecuniary interest as defined by
    regulations made by the Secretary of State.
    Those which are covered by these regulations are listed at Appendix B of this code.
    [Note: the regulations currently in force apply where the disclosable pecuniary interest is yours,
    your spouse’s or civil partner’s or is the pecuniary interest of somebody with whom you are living
    as a husband or wife or as if you were civil partners.]
    (2) If a disclosable pecuniary interest, as defined above, has not been entered into the authority’s
    Register upon notification under paragraph 6 (1), you must disclose the interest to any meeting of
    the authority at which you in any matter being considered and whether the matter is not a
    ‘sensitive interest’. Following any such disclosure of an interest, you must notify the Monitoring
    Officer within 28 days beginning with the date of disclosure.
    (3) In addition to the disclosable pecuniary interests which are the subject of paragraph 6 (1)
    above, you must, within 28 days of: –
    (a) this code being adopted by or applied to the authority; or
    (b) your election or appointment to office (where that is later),
    notify the Monitoring Officer in writing of the details of your other personal interests, where
    they fall within the descriptions set out in paragraph 8 below for inclusion in the Register of
    Interests.
    (4) You must, within 28 days of becoming aware of any new interest or change to any interest to be
    registered under the requirements of paragraphs 6 (1) – (3), notify the Monitoring Officer of the
    details of that new interest or change.
  17. Definition of Personal Interest
    (1) You have a personal interest in any business of the authority where either: –
    (a) it relates to or is likely to affect –
    (i) anybody of which you are a member or in a position of general control or
    management and to which you are appointed or nominated by your authority;
    (ii) anybody –
    (aa) exercising functions of a public nature;
    (bb) directed to charitable purposes; or
    (cc) one of whose principle purposes including the influence of public opinion or
    policy (including any political party or trade union) of which you are a member
    or in a position of general control or management; or
    (b) a decision in relation to that business might reasonably be regarded as affecting your
    wellbeing or financial position or the wellbeing or financial position of a relevant person to a
    greater extent than the majority of other council tax payers, ratepayers, or inhabitants of the
    electoral division or ward, as the case may be, affected by the decision.
    (2) For the purposes of paragraph 7 (1) (b), a relevant person is –
    a member of your i m m e d i a t e family, namely your mother, father, sister, brother; son daughter,
    any person habitually living under the same roof, or
    (a) any person or body who employs or has appointed such persons, any firm in which they
    are a partner, or any company of which they are directors; or
    (b) any person or body in whom such persons have a beneficial interest and a class of securities
    exceeding the nominal value of £25,000 or one hundredth of the total issued share capital
    of that body.
  18. Definition of Prejudicial Interests
    The Council has decided that in addition to disclosable pecuniary interests referred to in paragraph 6 (1)
    above, you also have a prejudicial interest if you have a personal interest in any business of the authority
    where the interest is one which a member of the public with knowledge of the relevant facts, would reasonably
    regard as so significant that it is likely to prejudice your judgement of the public interest and where that
    business: –
    (1) affects your financial position or the financial position of a person or body described in
    paragraph 7; and
    (2) relates to the determination of any approval, consent, licence, permission or registration in relation
    to you or any person or body described in paragraph 7.
  19. Disclosure of Interests
    Guidance Note: Members who are unsure whether they have an interest and, if so, the nature of that
    interest should seek guidance from the Monitoring Officer / Clerk (ideally in advance of the meeting)
    Ultimately, however, it is for the Member themselves to determine their position.
    (1) Subject to sub-paragraph (2) where you have a personal interest in any business of your authority
    and where you are aware or ought reasonably to be aware of the existence of the personal
    interest and you attend a meeting of the authority where the business is considered, you
    must disclose to that meeting the existence and nature of that interest at the commencement of
    the meeting and prior to any discussion of the relevant item, or as soon as the interest
    becomes apparent to you. You can remain in the meeting, take part in the debate and vote on
    the matter.

    (2) Where you have a personal interest, but, by virtue of paragraph 14 sensitive information relating
    to it is not registered in your authority’s Register of Members Interests, you must indicate to the
    meeting that you have a personal interest, but need not disclose the sensitive information to the
    meeting.
  20. Non-Participation in Case of Disclosable Pecuniary Interest (Detailed in Appendix B)
    (1) If you are present at any meeting of the authority, and you have a disclosable pecuniary interest
    in any matter to be considered or being considered at the meeting: –
    (a) you may not participate in any discussion of the matter at the meeting.
    (b) you may not participate in any vote taken on the matter at the meeting.
    (c) if the interest is not registered, you must disclose the interest to the meeting.
    (d) if the interest is not registered and is not the subject of a pending notification, you must notify
    the Monitoring Officer of the interest within 28 days.
    (2) In addition, you are required to leave the room where the meeting is held while any
    discussion or voting takes place. A Member who has left the meeting should not be visible to the
    remaining committee members, or attempt to contact those taking part in the meeting via electronic
    means, in order as to not influence the decision in any way.
    It is a criminal offence to participate in a decision in which you have a DPI
  21. Non- participation in case of other (local provision) prejudicial interests (those which arrive from a
    personal interest but effect your or a relevant person’s financial position)
    (1) Subject to paragraphs (2) and (3), below where you have a prejudicial interest in any business of
    your authority –
    (a) you may not participate in any discussion of the matter at the meeting.
    (b) you may not participate in any vote taken on the matter at the meeting.
    (c) if the interest is not registered, you must disclose the interest to the meeting.
    (d) if the interest is not registered and is not the subject of a pending notification, you must notify
    the Monitoring Officer of the interest within 28 days.
    (2) In addition, you are required to leave the room where the meeting is held while any
    discussion or voting takes place.
    A Member who has left the meeting should not be visible to the remaining committee members, or
    attempt to contact those taking part in the meeting via electronic means, in order as to not influence
    the decision in any way.
    (2) Where you have a prejudicial interest in any business of your authority, you may attend a
    meeting but only for the purpose of making representations, answering questions or giving
    evidence relating to the business, provided that the public are also allowed to attend the
    meeting for the same purpose, whether under a statutory right or otherwise, and you leave the
    room where the meeting is held immediately after making representations, answering questions or
    giving evidence.
    (3) There are some decisions that affect every Member, you may attend a meeting and vote on a matter
    where you have a prejudicial interest that relates to the functions of your authority in respect
    of: –
    (a) housing, where you are a tenant of your authority provided that those functions do not
    relate particularly to your tenancy or lease;

    (b) school meals or school transport and travelling expenses, where you are a parent or guardian
    of a child in full time education, or are a parent governor of a school, unless it relates
    particularly to the school which the child attends;
    (c) statutory sick pay under Part XI of the Social Security Contributions and Benefits Act 1992,
    where you are in receipt of, or are entitled to the receipt of, such pay;
    (d) an allowance, payment or indemnity given to members;
    (e) any ceremonial honour given to members; and
    (f) setting council tax or precept under the Local Government Finance Act 1992.
    (g) an interest arising from your membership of another local authority or parish council.
  22. Dispensations
    The Governance and Audit Committee may grant you a dispensation, but only in limited
    circumstances, to enable you to participate and vote on a matter in which you have a prejudicial interest,
    including a disclosable pecuniary interest.
  23. Register of Interests
    Any interest notified to the Monitoring Officer will be included in the Register of Interests. A copy of
    the Register will be available for public inspection and will be published on the authority’s website.
  24. Sensitive Interests
    Where you consider that disclosure of the details of an interest could lead to you, or a person connected
    with you, being the subject of violence or intimidation, and the Monitoring Officer agrees, if the interest
    is entered on the Register, copies of the Register that are made available for inspection and any
    published version of the Register will exclude details of the interest but may state that you have an
    interest, the details of which are withheld.
  25. Gifts and Hospitality
    The Council has determined that as a matter of good practice you must also declare to the
    Monitoring Officer within 28 days the interest of any person from whom you have received, in
    connection with your official duties as a member, a gift or hospitality with an estimated value of at least
    £50.

    APPENDIX A
    As a Member of Gainsborough Town Council, my conduct will in particular address the statutory principles of the
    code of conduct by:
    • Championing the needs of residents – the whole community and in a special way my constituents, including
    those who did not vote for me – and putting their interests first.
    • Dealing with representations or enquiries from residents, members of our communities and visitors fairly,
    appropriately and impartially.
    • Not allowing other pressures, including the financial interests of myself or others connected to me, to deter
    me from pursuing constituents’ casework, the interests of Gainsborough or the good governance of the
    authority in a proper manner.
    • Exercising independent judgement and not compromising my position by placing myself under obligations
    to outside individuals or organisations who might seek to influence the way I perform my duties as a
    member/co-opted member of this authority.
    • Listening to the interests of all parties, including relevant advice from statutory and other professional
    officers, taking all relevant information into consideration, remaining objective and making decisions on
    merit.
    • Being accountable for my decisions and co-operating when scrutinised internally and externally, including
    by local residents.
    • Contributing to making this authority’s decision-making processes as open and transparent as possible to
    enable residents to understand the reasoning behind those decisions and to be informed when holding me
    and other members to account but restricting access to information when the wider public interest or the
    law requires it.
    • Behaving in accordance with all our legal obligations, alongside any requirements contained within this
    authority’s policies, protocols and procedures, including on the use of the Authority’s resources.
    • Valuing my colleagues and staff and engaging with them in an appropriate manner and one that underpins
    the mutual respect between us that is essential to good local government.
    • Always treating people with respect, including the organisations and public I engage with and those I work
    alongside.
    • Providing leadership through behaving in accordance with these principles when championing the interests
    of the community with other organisations as well as within this authority.

    APPENDIX B
    Disclosable Pecuniary Interests prescribed by The Relevant Authorities (Disclosable Pecuniary
    Interests) Regulations 2012
    Disclosable pecuniary interests include not only your interests but also the interests of your spouse or civil
    partner, a person with whom you are living as husband or wife or a person with whom you are living as if they
    were a civil partner, so far as you are aware of the interests of that person.
    Subject Prescribed description
  26. Employment, office, trade, profession
    or vocation
    Any employment, office, trade, profession or vocation carried on for
    profit or gain.
  27. Sponsorship Any payment or provision of any other financial benefit (other
    than from the relevant authority) made or provided within the
    relevant period in respect of any expenses incurred by M in
    carrying out duties as a member, or towards the election
    expenses of M.
    This includes any payment or financial benefit from a trade
    union within the meaning of the Trade Union and Labour
    Relations (Consolidation) Act 1992(1).
  28. Contracts Any contract which is made between the relevant person (or
    a body in which the relevant person has a beneficial interest)
    and the relevant authority—
    (a) under which goods or services are to be provided
    or works are to be executed; and
    (b) which has not been fully discharged.
  29. Land Any beneficial interest in land which is within the area of
    the relevant authority.
  30. Licenses Any license (alone or jointly with others) to occupy land in the
    area of the relevant authority for a month or longer.
  31. Corporate tenancies Any tenancy where (to the Member’s knowledge)—
    (a) the landlord is the relevant authority; and
    (b) the tenant is a body in which the relevant person has a
    beneficial interest.
  32. Securities Any beneficial interest in securities of a body where—
    (a) that body (to the Member’s knowledge) has a place of
    business or land in the area of the relevant authority; and
    (b) either—
    (i) the total nominal value of the securities exceeds
    £25,000 or one hundredth of the total issued share capital of
    that body; or
    (ii) if the share capital of that body is of more than one class,
    the total nominal value of the shares of any one class in which
    the relevant person has a beneficial interest exceeds one
    hundredth of the total issued share capital of that class.

It is a criminal offence: –
(1) to fail to register a Disclosable Pecuniary Interest (DPI) you are aware of within 28 days of your
election or re-election;
(2) to take part in the debate or vote at any meeting where you have a registered or unregistered DPI;
(3) to fail to declare at a meeting and/or to take part in the debate or vote, if you are aware you have
a DPI which is not yet registered or notified to the Monitoring Officer;
(4) if you have declared an unregistered DPI at a meeting, to fail to register that within 28 days of
that declaration;
(5) to provide false or misleading information in relation to any registration or to be reckless as
to its accuracy;
(6) to take any steps or further action on a matter in which you have a DPI other than referring it
elsewhere; in each case without reasonable excuse

Glossary of Terms
Member: a person elected or co-opted to office
Act refers to the Localism Act 2011
Meeting a formally arranged gathering, attended by you in
Capacity
Disclosable Pecuniary Interest as defined in statute and set out in appendix B to this
Code. Only relate to you or your spouse Criminal
sanctions applicable
Prejudicial Interest local provision – see section 8, most likely to occur in
planning and licensing matters (as the wording relates
to the granting of a license or application)
Personal Interest See Section 7
Relevant Person your spouse, mother, father, sister brother son daughter or
anyone habitually living under the same roof